Objective
The Sarbanes-Oxley Act (SOX) imposes significant new requirements on companies listed on U.S. stock exchanges. The Act introduced major changes to the regulation of corporate governance and financial practice. SOX includes 11 titles, with the primary audit-related sections being 302, 401, 404, 409, and 802.
The course learning includes a study about SOX 404 Audit Requirements, Control Environment, Internal Controls, and Business Process documentation.
This interactive training course will ensure professionals and practitioners at all levels understand their roles and responsibilities, new developments, resources, and hallmarks of an effective compliance program. In this course, you will be asked to read through lessons, participate in learning activities, and partake in knowledge checks designed to reinforce learning, followed by the end of the course final assessment.
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What you will learn:
- Sarbanes Oxley brief from Part I
- How to approach SOX 404 audit requirements and study the end-to-end process
- The business process basics and business process lifecycle
- The importance of developing a well-defined process
- The elements of the control framework
- The control environment
- The relationship between SOX and IT controls